Legal framework applicable to acts of sexual violence

Mapping Report > Section II. Specific Acts of Violence > CHAPTER I. Acts of violence committed against women and sexual violence > A. Legal framework applicable to acts of sexual violence

1. Domestic law

Although the 2006 Constitution guarantees equality of status between men and women, this equality is not yet reflected in terms of implementing measures governing women’s status. In actual fact, women do not enjoy the same rights as men and are legally subordinate to them.968 In the particular area of sexual violence, the main innovation of the Constitution can be found in Article 15, which classifies sexual violence committed against any person as a crime against humanity.969

This constitutional provision was supplemented in 2006 by revised Congolese criminal legislation on sexual violence, which introduces new crimes of sexual violence, notably rape with objects, something that had not been envisaged in the previous legislation. It also criminalises mass rapes.970 This law does not, however, apply to the period 1993-2003.

Acts of sexual violence committed during this period are covered by the provisions of the 1940 Congolese Criminal Code.971 This code contains a restrictive definition of rape that does not cover the full range of sex crimes. Other cases of sexual violence are covered by measures of “indecent assault” or “outrage against public dignity”. The judge then has to cite aggravating circumstances where necessary.972

2. International law

Rape and other forms of sexual violence constitute a breach of the rules of international humanitarian law973 and the international and regional human rights standards contained in a series of specific instruments adopted by the DRC.974

The recognition of rape and other acts of sexual violence as crimes under international law has been confirmed by their inclusion in the statutes of the different international courts and tribunals and in their legal interpretations. The statutes governing the ICTY975 and the ICTR,976 the Special Panels for Serious Crimes in East Timor977, the Special Court for Sierra Leone (SCSL),978 the Special Tribunal for Cambodia979 and the Rome Statute of the ICC all list rape, and other expressly stated forms of sexual violence, as crimes under international law.

The DRC ratified the Rome Statute establishing the ICC on 11 April 2002. According to the Rome Statute, depending on the wider context in which the crimes are committed, rape, sexual slavery, enforced prostitution, forced pregnancy, forced sterilisation and any other form of sexual violence of a comparable severity can constitute a crime against humanity and a war crime.980

Apart from these explicit references to rape and other forms of sexual violence, the legal interpretations of the ICTY and the ICTR, the Special Panels for Serious Crimes in East Timor, the SCSL and the Elements of Crimes of the Rome Statute all anticipate that acts other than those expressly listed may also form the basis for convictions.981 The case law of the ICTY and the ICTR thus demonstrates that acts of sexual violence may also be considered as acts of genocide,982 of direct and public incitement to commit genocide,983 of torture,984 of persecution,985 of slavery,986 of inhuman acts,987 of cruel988 or inhuman989 treatment in the context of crimes against humanity, and as outrages upon personal dignity990 or slavery991 in the context of war crimes. Moreover, even an individual case of serious sexual violence may be prosecuted as a crime against humanity if it was committed as an integral part of a more widespread and systematic attack on a civilian population.992

International human rights law also establishes a prohibition on acts of sexual violence in armed conflicts. In 1992,993 the Committee on the Elimination of Discrimination against Women recognised that gender-based violence, which impairs or nullifies the enjoyment by women of individual rights and fundamental freedoms under general international law or under human rights conventions, was constitutes discrimination within the meaning of Article 1 of the Convention on the Elimination of Discrimination against Women. These rights and freedoms include the right to equal protection, according to humanitarian standards, in time of international or internal armed conflict.994

In its Resolution 1325 (2000) of 31 October 2000, the Security Council reaffirmed the need to fully implement international humanitarian and human rights law that protects the rights of women and girls during and after conflicts and called on all parties to armed conflict to take special measures to protect women and girls from gender-based violence, particularly rape and other forms of sexual abuse.995

Moreover, with the adoption of the Protocol to the African Charter on Human and Peoples’ Rights on the Rights of Women in Africa, the definition of gender-based violence now includes a prohibition of all violence against women, in any political dimension and at any time, including armed conflict or war.996

In its Resolution 61/143 of 19 December 2006, the General Assembly stressed that States had to eliminate gender-based violence, particularly in order to ensure protection of the human rights of women and girls in situations of armed conflict, post-armed conflict settings and refugee and internally displaced person settings, where they are the main focus of violence.997 This process culminated in the Security Council recognising, in its Resolution 1820 (2008) of 19 June 2008, that sexual violence was an issue of national security. This resolution notes that women and girls are the particular focus of sexual violence, and emphasises that such violence may significantly exacerbate conflicts and impede peace processes.

Legal practice

The combined action of national and international, conventional and customary legal instruments should therefore enable the acts of sexual violence committed in the DRC between 1993 and 2003 to be punished. All the more so given that, in the context of the International Conference on the Great Lakes Region’s Protocol on the Prevention and Suppression of Sexual Violence against Women and Children,998 the DRC has undertaken to punish the perpetrators of acts of sexual violence committed during armed conflict in particular. However, in practice, impunity is still the rule.

A case study in South Kivu Province undertaken by MONUC’s Human Rights Division in 2007999 is enlightening and demonstrates the extent of the impunity that perpetrators of acts of sexual violence enjoy, along with the little importance given to, and delays in, the cases of sexual violence that do reach the courts. Between 2005 and 2007, 287 cases were recorded by the judicial authorities which, according to statistics obtained from hospitals, clinics and other medical centres in the province for 2005 alone, represented less than 1% of the cases of rape. Of those 287 cases that were referred to the justice system, investigations were underway in around 56% of them. In 60% of these cases, the investigations had been ongoing for more than one year. In the 60 cases that were ready to be tried by the courts in 2007, 80% of the alleged perpetrators were on conditional release and had failed to present themselves to the courts since their release. Only 64 cases had been tried, of which 58 resulted in convictions. Even in these cases, many of the perpetrators subsequently escaped and the victims never received the damages that the courts had awarded them by way of redress.1000

It should, however, be noted that, since the Rome Statute was ratified, some military courts have referred to its provisions in order to classify sexual violence as a crime under international law, as in the 2006 decisions relating to the cases of Songo Mboyo, and the Mbandaka and Lifumba-Waka mutinies.1001

In Orientale Province, despite the multitude of acts of sexual violence committed by all parties to the conflict, it would seem that the Gety and Bavi case in 2006 was the only one in which soldiers were convicted of rape as a war crime. In North Kivu, the 2009 Walikale trial was also a rare exception in the prevailing climate of impunity. In that case, the 11 FARDC defendants, six of whom were on the run, were convicted on 24 April 2009 by the Goma garrison Military Court of crimes against humanity for the rape of some 20 Pygmy women, in application of the Rome Statute. The judge referred to the case law of the international courts to define the principles of rape according to international criminal law.1002 Importantly, the judge applied the provisions of the Rome Statute to hold the perpetrators’ senior officers responsible, considering that “they tolerated the criminal actions of their subordinates when these latter were in violation of international law”.

However, despite some progress and as with cases of sexual violence in general, most of these cases continue to suffer from a lack of impartiality and independence.1003

The fact that there are few or no charges relating to acts of sexual violence in the arrest warrants issued by the ICC only contributes to minimising the importance of these crimes and to confirming a culture of impunity that the Court was intended to overcome. It is therefore surprising that the cases being brought against Thomas Lubanga and Bosco Ntaganda include no charges for sex crimes and that, whilst those against Germain Katanga and Mathieu Ngudjolo Chui do include such charges, they do not reflect the widespread nature of this kind of violation beyond the Bogoro attack for which they are being prosecuted. In fact, as demonstrated by transcripts of the hearings from the Lubanga trial, the women conscripted into the armed groups were repeatedly raped and reduced to the position of sex slaves by their commanders.1004

See next:

968 See: Justice, Impunity, and Sexual Violence in Eastern DRC. Report of the International parliamentary-expert mission, November 2008.
969 Art. 15 of the Constitution: “The public authorities shall ensure the suppression of sexual violence. Without prejudice to international treaties and agreements, any sexual violence against any person, aimed at destabilising, or breaking up a family and of causing the disappearance of a whole people, is categorised as a crime against humanity, punishable by law.”
970 Law No. 06/018 of 20 July 2006 modifying and supplementing Decree of 30 January 1940 on the Congolese Criminal Code.
971 See Congolese Criminal Code, Decree of 30 January 1940, updated on 30 November 2004, in Official Bulletin, Special Issue of 30 November 2004.
972 The age of the victim, the official status of the perpetrator, or the threat, deceit or violence used to perpetrate the act may all constitute aggravating circumstances. When these aggravating circumstances are established, the punishment applicable to the perpetrator will be increased.
973 The DRC has ratified the four Geneva Conventions and their Additional Protocols. Common Article 3 of the Geneva Conventions, among other things, prohibits “a. violence to life and person, in particular murder of all kinds, mutilation, cruel treatment and torture; […]; c. outrages upon personal dignity, in particular humiliating and degrading treatment; […]”. The fourth Convention, relative to the protection of civilian persons in time of war, includes specific provisions on sexual violence and states that “Women shall be especially protected against any attack on their honour, in particular against rape, enforced prostitution, or any form of indecent assault.”
974 The DRC is, in particular, a party to the UN Convention against Torture and Other Forms of Cruel, Inhuman or Degrading Treatment or Punishment and the Convention on the Elimination of All Forms of Discrimination against Women In 2006, the DRC also ratified the Protocol to the African Charter on Human and Peoples’ Rights on the Rights of Women in Africa, adopted in 2003. The States party to this Protocol are specifically required, under the terms of Article 11, to protect women in armed conflicts “against all forms of violence, rape and other forms of sexual exploitation, and to ensure that such acts are considered war crimes, genocide and/or crimes against humanity and that their perpetrators are brought to justice before a competent criminal jurisdiction”.
975 The ICTY, section g, art. 5, lists rape as a crime against humanity.
976 Indent g of Article 3 lists rape as a crime against humanity, and Article 4 lists rape, enforced prostitution and any indecent assault as a serious violation of Common Article 3 of the 1949 Geneva Conventions and Additional Protocol II of 1977.
977 Indents b wwii) and e vi) of paragraph 1, section 6 list rape, sexual slavery, enforced prostitution, forced pregnancy….forced sterilisation and any other form of sexual violence as constituting a serious violation of Common Article 3 of the four Geneva Conventions.
978 Indent g of Article 2 of the statute of the Special Court for Sierra Leone lists rape, sexual slavery, enforced prostitution, forced pregnancy, and any other form of sexual violence as constituting a crime against humanity, and e of Article 3, outrages upon personal dignity, in particular humiliating and degrading treatment, rape, enforced prostitution and any form of indecent assault as a serious violation of Common Article 3 of the four Geneva Conventions and Additional Protocol II.
979 Article 9 of the statute of the Special Tribunal for Cambodia lists crimes against humanity as defined in the Rome Statute.
980 See indent g, para. 1 of Article 7 and indents b xxii) and e vi), para. 2 of Article 8 of the Rome Statute.
981 Patricia Viseur Sellers, The Prosecution of Sexual Violence in Conflict: The Importance of Human Rights as Means of Interpretation, OHCHR, 2008.
982 Decision The Prosecutor v. Akayesu, (ICTR-96-4-T), 2 September 1998; Decision The Prosecutor v. Muhimana, (ICTR-95-1B-T), 25 April 2005.
983 Decision The Prosecutor v. Ferdinand Nahimana, Jean-Bosco Barayagwiza and Hassan Ngeze, (ICTR-
99-52-T), December 2003.
984 Decision The Prosecutor v. Kvocka et al. (IT-98-30), November 2001; Decision The Prosecutor v. Delić et al. (IT-96-21-T), November 1998. In this case, commonly known as the Celebici case, the rape was considered to have formed an act of torture.
985 Decision The Prosecutor v. Ferdinand Nahimana, Jean-Bosco Barayagwiza and Hassan Ngeze, (ICTR-
99-52-T), December 2003.
986 Decision The Prosecutor v. Dragoljub Kunarac, Radomir Kovac and Zoran Vuković, (IT-96-23-T and IT-96-23/1-T), February 2000, which convicted Kunarac and Kovac of slavery as a crime against humanity.
987 Decision The Prosecutor v. Alex Tamba Brima, Brima Bazzy Kamera and Santigie Borbor Kanu, (SCSL-04-16-A), 22 February 2008, para 202.
988 In the ICTY’s first case, Decision The Prosecutor v. Tadić, (IT-94-1-T), 7 May 1997, it was decided that acts of sexual aggression committed against men, including mutilation, fellation, and indecent assault constituted inhuman and cruel treatment as war crimes and inhuman acts as crimes against humanity.
989 Decision The Prosecutor v. Tadić, (IT-94-1-T), 7 May 1997.
990 Decision The Prosecutor v. Anto Furundzija, (IT-95-17/1-T), 10 December 1998, in which the accused was convicted of enforcing nudity and humiliation, in addition to acts of rape; Decision The Prosecutor v. Alex Tamba Brima, Brima Bazzy Kamera and Santigie Borbor Kanu, (SCSL-04-16-A), 22 February 2008 para. 1068/1188.
991 Decision The Prosecutor v. Dragoljub Kunarac, Radomir Kovac and Zoran Vuković, (IT-96-23-T and IT-96-23/1-T) February 2000.
992 According to the decision issued by the ICTY in the Kunarac case, it is sufficient to show that the act took place in the context of a series of acts of violence which, individually, could vary enormously in their nature and severity, para. 419.
993 See General Recommendation No. 19 of the Committee on the Elimination of Discrimination against Women, CEDAW on violence against women.
994 Indent c, para. 7 of General Recommendation no. 19.
995 See UN Security Council Resolution 1325 (2000), sixth paragraph of the preamble and para. 10.
996 See Art. 1 of the Protocol to the African Charter on Human and Peoples’ Rights on the Rights of Women, adopted at Maputo on 11 July 2003.
997 General Assembly Resolution 61/143, para. 8.
998 Available at: www.cirgl.org/documents_fr/humanitarian-social-issues/protocol.pdf.
999 Human Rights Division of MONUC and OHCHR, The human rights situation in DRC, 2007. See also the Report of the Special Rapporteur on violence against women (A/HRC/7/6/Add.4).
1000 ”The disastrous state of the prison system, perhaps the weakest link in the justice chain, facilitates escapes of suspects and convicts, including high profile offenders who sometimes ‘escape’ with the connivance of the authorities”. Combined report of seven thematic special procedures on technical assistance to the Government of the DRC and urgent examination of the situation in the east of the country (see A/HRC/10/59), para. 63
1001 For a fuller analysis of court practice in the DRC with regard to serious violations of international humanitarian law, see Sect. III, Chap. II.
1002 The judge referred in particular to the Furundzija (ICTY) and Akayesu (ICTR) cases.
1003 For a fuller analysis of the capacity of the legal system, see Sect. III, Chap. III.
1004 Transcripts of hearings in the case The Prosecutor v. Thomas Lubanga Dyilo, No. ICC-01/04-01/06 from 3, 23 and 27 February and 6 and 19 March 2009.